Interested candidates are encouraged to apply promptly, providing detailed resumes and availability for immediate consideration. This is an urgent requirement, with an immediate start preferred. Experience Required: A seasoned professional with 10-15+ years of experience in regulatory program management Preferably, a background with a prominent Big 4 consulting firm Expertise in Dodd-Frank regulations and a proven track record in implementing broker-dealer programs within the U.S. financial landscape Demonstrated commitment to a content-driven approach to program management Comprehensive experience in overseeing the conception to execution of regulatory change programs, with a strong focus on tech infrastructure Ideally hailing from the financial services or fintech sector Responsibilities: Take the lead on a highly confidential regulatory change program, with a primary emphasis on implementing a broker-dealer model in accordance with Dodd-Frank regulations. Oversee the entire program lifecycle, ensuring meticulous attention to compliance details and the successful delivery of key objectives. Collaborate seamlessly with diverse stakeholders, including business units, technical teams, and other relevant departments, to drive the strategic goals of the program. Efficiently manage and lead a team of skilled Business Analysts, fostering effective communication and coordination among team members. Thrive in a positive and dynamic work environment, actively contributing to the organization's distinctive fintech-like startup culture. Location and Work Structure: Office situated in Midtown, New York A minimum of 3 days per week required in the office, fostering collaboration and team synergy Immediate availability is highly preferred
...network you develop Experience and aptitude with working with a broker-dealer technology, i.e., electronic order entry systems, DocuSign, etc. to process business, as well as the use of a CRM to document all interactions and activities Commitment to supporting,...
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